Regulatory Compliance Fundamentals
Regulatory Compliance Essentials, Book 1
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Narrado por:
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M.L. Humphrey
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De:
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M.L. Humphrey
Acerca de esta escucha
We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.
In Regulatory Compliance Fundamentals, M.L. Humphrey has taken 20 years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know, and presented that information in a straight-forward, easy-to-understand manner.
If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.
©2020 M.L. Humphrey (P)2022 M.L. HumphreyLos oyentes también disfrutaron...
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Lo que los oyentes dicen sobre Regulatory Compliance Fundamentals
Calificaciones medias de los clientesReseñas - Selecciona las pestañas a continuación para cambiar el origen de las reseñas.
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Total5 out of 5 stars
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Ejecución5 out of 5 stars
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Historia1 out of 5 stars
- J. -d'souza
- 12-04-23
Brief but helpful
I found this to be a very helpful introduction with some important thoughts and recommendations.
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