Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams Audiobook By Philip Martin McCaulay cover art

Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams

Virtual Voice Sample

Try for $0.00
Prime logo Prime members: New to Audible?
Get 2 free audiobooks during trial.
Pick 1 audiobook a month from our unmatched collection.
Listen all you want to thousands of included audiobooks, Originals, and podcasts.
Access exclusive sales and deals.
Premium Plus auto-renews for $14.95/mo after 30 days. Cancel anytime.

Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams

By: Philip Martin McCaulay
Narrated by: Virtual Voice
Try for $0.00

$14.95/month after 30 days. Cancel anytime.

Buy for $14.99

Buy for $14.99

Confirm purchase
Pay using card ending in
By confirming your purchase, you agree to Audible's Conditions of Use and Amazon's Privacy Notice. Taxes where applicable.
Cancel

This title uses virtual voice narration

Virtual voice is computer-generated narration for audiobooks.

About this listen

"Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams" is your comprehensive resource for mastering the critical concepts and regulatory requirements necessary to excel in these challenging exams. This guide meticulously covers essential topics, including broker-dealer operations, customer account management, options trading strategies, regulatory framework, and supervisory responsibilities. Each chapter is crafted to provide clear explanations, practical examples, and expert insights, ensuring a thorough understanding of the material.

Designed for aspiring General Securities Sales Supervisors, this study guide emphasizes real-world applications and compliance standards that are crucial for success in the financial industry. Whether you're a seasoned professional seeking to advance your career or a newcomer aiming to break into the field, this guide offers the tools and knowledge needed to navigate the complexities of the Series 9 and 10 exams with confidence. Empower yourself with the strategies and information required to achieve your certification and elevate your professional standing. Get ready to conquer the exams and reach new heights in your securities career.
Analysis & Strategy Study Guides & Test Preparation
activate_Holiday_promo_in_buybox_DT_T2

What listeners say about Conquer the Series 9 and 10 Exams: Study Guide for the General Securities Sales Supervisor Exams

Average customer ratings

Reviews - Please select the tabs below to change the source of reviews.