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  • Conquer the Series 51 Exam: Study Guide for the Municipal Fund Securities Limited Principal Exam

  • By: Philip Martin McCaulay
  • Narrated by: Virtual Voice
  • Length: 3 hrs and 34 mins

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Conquer the Series 51 Exam: Study Guide for the Municipal Fund Securities Limited Principal Exam

By: Philip Martin McCaulay
Narrated by: Virtual Voice
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Publisher's summary

"Conquer the Series 51 Exam" is your comprehensive guide to passing the Municipal Fund Securities Limited Principal Qualification Examination. This meticulously crafted study guide covers all essential topics, including the municipal securities regulatory framework, general and sales supervision, underwriting and disclosure obligations, and the operations and general supervision of employees. With a focus on the unique challenges of municipal fund securities, this guide provides detailed explanations, practical insights, and real-world examples to help you master the material.
Inside, you'll find:
  • Thorough coverage of MSRB and SEC rules and regulations.
  • Clear explanations of key concepts and principles.
  • Practical advice for supervising municipal fund securities activities.
  • Strategies for ensuring compliance and maintaining high ethical standards.
Whether you're new to municipal fund securities or looking to reinforce your expertise, this guide offers the tools and knowledge you need to succeed. Authored by industry experts, "Conquer the Series 51 Exam" is designed to help you navigate the complexities of the exam with confidence. Equip yourself with the skills and understanding necessary to excel as a Municipal Fund Securities Limited Principal and advance your career in the municipal securities market.

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