In this episode, we're diving into the essential world of regulatory compliance in the financial services industry with our esteemed guest, Kristen Guerrero. Boasting over 20 years of experience, Kristen is the founder of RIA Compliance Key, a boutique firm specializing in guiding SEC registered firms through the complexities of compliance.

In this episode, Kristen shares her remarkable journey, from starting as a college intern to becoming a leader in compliance. We explore her pivotal decision to launch her own firm, the critical role compliance plays in the financial sector, and the courage and insight required to transition from a traditional career path to independence. Kristen offers practical advice for those contemplating starting their own Registered Investment Adviser (RIA) or making a strategic move to a new firm, emphasizing the importance of thorough research, understanding your motivations, and leveraging valuable resources.

Join us for a conversation filled with inspiration, practical tips, and invaluable insights, tailored for anyone navigating the financial industry's complex landscape. Whether you're a seasoned professional or someone eyeing a significant career shift, this episode is packed with wisdom to guide your journey. Tune in and discover how compliance can be a strategic ally in building a successful financial practice.

Meet the women behind the millionaires, the women supporting, guiding, and celebrating women with their wealth. You’ll hear from women millionaires, how they got there, what they wish they had known, what got them to be a millionaire. The emotional side, spiritual side, and practical side of wealth. But also the women behind the scenes making it happen. Let's dive into women behind the millions.

New episodes release every week: https://www.womenswealthboutique.com/women-behind-the-millions-podcast

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In this episode, we delve into the crucial topic of finances and taxes for emerging business owners. Navigating the transition from a corporate environment to crafting an independent business can be a significant challenge, particularly when establishing your company's financial framework, including payroll, taxes, and benefits.

In this episode, part of our Beyond the Broker series, we are honored to have Sandy Petty, a leader in client accounting services, joining us. Sandy brings a wealth of knowledge and expertise, discussing the importance of building a robust financial infrastructure necessary for the successful growth of your firm. We will explore critical components such as securing startup capital, developing a comprehensive business plan, and ensuring adequate insurance coverage.

Sandy shares her professional journey—from her beginnings in Aruba and her involvement in basketball to her distinguished career in the finance sector. Her experiences and insights are invaluable for those looking to establish a strong foundation as they transition into financial independence. Prepare for an engaging and informative discussion, providing you with the tools and understanding needed to confidently manage and grow your business.

Meet the women behind the millionaires, the women supporting, guiding, and celebrating women with their wealth. You’ll hear from women millionaires, how they got there, what they wish they had known, what got them to be a millionaire. The emotional side, spiritual side, and practical side of wealth. But also the women behind the scenes making it happen. Let's dive into women behind the millions.

New episodes release every week: https://www.womenswealthboutique.com/women-behind-the-millions-podcast

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In this episode of Women Behind the Millions, Jess talks with Jen DeBuhr, Vice President of Sales at Leading Response. With over two decades of experience, Jen has personally facilitated more than 60,000 seminars, making her a leader in marketing and outreach strategies for financial firms, especially those focused on women. Throughout the discussion, Jen shares insights into empowering women in financial settings, her strategic approach to marketing, and the importance of creating inclusive financial education environments. Jen journey at Leading Response highlights the significance of having female mentors and role models in male-dominated industries. Filled with inspiring stories and valuable business tips, this episode offers a look into the intricate work happening behind the scenes to connect and educate women in the financial world. Tune in to uncover the strategies, challenges, and successes of women navigating and revolutionizing the finance industry.

Contact our Guest:

www.leadingresponse.com

Meet the women behind the millionaires, the women supporting, guiding, and celebrating women with their wealth. You’ll hear from women millionaires, how they got there, what they wish they had known, what got them to be a millionaire. The emotional side, spiritual side, and practical side of wealth. But also the women behind the scenes making it happen. Let's dive into women behind the millions.

New episodes release every week: https://www.womenswealthboutique.com/women-behind-the-millions-podcast

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In this episode of "Women Behind the Millions," host Jessica Weaver sits down with Darci Smith, founder of Roklyn Consulting, to explore the pivotal role of company culture in financial firms and beyond. Darci shares her journey from a successful corporate recruiter to launching her own consulting firm, revealing how betting on oneself can lead to rewarding independence and fulfillment. Jessica and Darci delve into the significance of power redefined, the challenges women face in male-dominated industries, and the importance of creating a supportive community. They discuss strategies for establishing and evolving company culture, onboarding practices that resonate with employees, and the ongoing quest for alignment between personal and professional values. Whether you're in finance, seeking career independence, or an entrepreneur at heart, this episode offers valuable insights into empowering women to strive for more while nurturing environments where they can thrive. Tune in for an engaging discussion that's all about finding fun, keeping the momentum, and staying true to oneself in the world of wealth management.

Meet the women behind the millionaires, the women supporting, guiding, and celebrating women with their wealth. You’ll hear from women millionaires, how they got there, what they wish they had known, what got them to be a millionaire. The emotional side, spiritual side, and practical side of wealth. But also the women behind the scenes making it happen. Let's dive into women behind the millions.

New episodes release every week: https://www.womenswealthboutique.com/women-behind-the-millions-podcast

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In this episode, we delve into the world of recruitment and empowerment for female CEOs with our special guest, Lori Miller. With over 20 years of experience in leadership and recruitment, Lori is here to share her expertise on the vital role hiring plays in the growth of financial firms and how it impacts their success. We'll explore the challenges female CEOs face when it comes to making crucial hiring decisions, the importance of delegation, and why employees are the greatest asset to any company.

Learn insightful strategies for hiring right, fostering a supportive team culture, and staying adaptable in a competitive job market. Join us as we provide you with practical tips and powerful stories to inspire your journey to financial independence. Tune in for an enlightening conversation that could redefine your approach to building a thriving business.

Contact Our Guest:

https://www.linkedin.com/company/16255691/admin/dashboard/

https://www.linkedin.com/in/lori-miller-952b399b/

https://www.figmarketing.com/#!/TalentSolutions

Meet the women behind the millionaires, the women supporting, guiding, and celebrating women with their wealth. You’ll hear from women millionaires, how they got there, what they wish they had known, what got them to be a millionaire. The emotional side, spiritual side, and practical side of wealth. But also the women behind the scenes making it happen. Let's dive into women behind the millions.

New episodes release every week: https://www.womenswealthboutique.com/women-behind-the-millions-podcast

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In this episode, we sit down with Patty Quinn McAuley, the Senior VP and Head of Marketing at Clark Capital Management Group. Join us as we explore Patty's insights into the critical role of the prefrontal cortex in decision-making, especially under stress, and the importance of a support network. We'll discuss the evolutionary nature of stress responses and how modern techniques like breath work can aid in overcoming their negative effects.

Patty delves into behavioral finance, explaining how mindset shifts can lead to breaking patterns of debt and missed financial goals. As we navigate this conversation, we emphasize the significance of personalized financial support, especially for women, in light of the upcoming $30 trillion wealth transfer expected to be controlled by baby boomer women by 2030. Discover how Patty, with her rich experience in marketing and finance, is not only elevating Clark Capital's offerings but also championing the empowerment of women in the industry. Stay tuned for an engaging dialogue filled with actionable insights and inspiration.

Contact Our Guest:

https://ccmg.com/

https://www.linkedin.com/in/patty-quinn-mcauley-cfp%C2%AE-7674549/

Meet the women behind the millionaires, the women supporting, guiding, and celebrating women with their wealth. You’ll hear from women millionaires, how they got there, what they wish they had known, what got them to be a millionaire. The emotional side, spiritual side, and practical side of wealth. But also the women behind the scenes making it happen. Let's dive into women behind the millions.

New episodes release every week: https://www.womenswealthboutique.com/women-behind-the-millions-podcast

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In this episode, we're thrilled to welcome Tricia Brady, a powerhouse in financial services with over 30 years of experience. Host Jessica Weaver delves into how the expectations for women balancing work and home life are evolving, with Tricia sharing her insights from managing operations at a broker dealer branch while raising a young family.

Join us as we discuss building client rapport through extensive industry experience, confronting ageism in the financial sector, and the courage it takes to make your presence known in male-dominated environments. Tricia opens up about her career journey, the importance of understanding the 'why' behind business processes, and how empathy helps in fostering strong client relationships. We also explore the challenges and rewards of transitioning to independence, from crafting a unique career niche to the balancing act between professional duties and personal commitments.

Whether you're facing the roller coaster of entrepreneurship or seeking inspiration from women who've successfully integrated work and family, this episode offers valuable insights into empowerment, autonomy, and the power of showing up authentically. So, tune in as we celebrate women creating independent spaces and niches, and take stock of the community-driven world we strive to build every day.

Meet the women behind the millionaires, the women supporting, guiding, and celebrating women with their wealth. You’ll hear from women millionaires, how they got there, what they wish they had known, what got them to be a millionaire. The emotional side, spiritual side, and practical side of wealth. But also the women behind the scenes making it happen. Let's dive into women behind the millions.

New episodes release every week: https://www.womenswealthboutique.com/women-behind-the-millions-podcast

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In this episode, we are delighted to host the inspiring Cameo Roberson, founder of Atlas Park Consulting, a consultancy dedicated to guiding professionals in the financial industry toward achieving their independence. Cameo's journey from the corporate world to leading her own successful consultancy provides a compelling narrative of resilience, courage, and vision.

Throughout our conversation, Cameo delves into the challenges she faced and the pivotal moments that led her to break free from the constraints of traditional roles to follow her passion for empowering other women. She provides invaluable insights into the opportunities available in the financial industry, especially concerning succession planning, and highlights the unique strengths that female advisors bring to the table.

We also explore the practical steps involved in going independent, discussing the crucial decision points and various pathways available to ambitious women ready to take the leap. With her wealth of knowledge and experience, Cameo demystifies the process and offers advice on how to navigate toxic work environments, build supportive networks, and maintain a strong vision for long-term success.

Whether you are at the stage of contemplating your independence or actively pursuing it, this episode is packed with motivational tips and strategies to fuel your journey. With a focus on building community, Cameo emphasizes the importance of networking, sharing best practices, and lifting each other as we strive for collective growth.

Meet the women behind the millionaires, the women supporting, guiding, and celebrating women with their wealth. You’ll hear from women millionaires, how they got there, what they wish they had known, what got them to be a millionaire. The emotional side, spiritual side, and practical side of wealth. But also the women behind the scenes making it happen. Let's dive into women behind the millions.

New episodes release every week: https://www.womenswealthboutique.com/women-behind-the-millions-podcast

Follow us on Instagram & Facebook