Series 66 Exam Study Guide

Complete Review for the Uniform Combined State Law Exam, Including Practice Questions, Proven Test Strategies, and Expert Insights

De: Johnny P. Bradley

Narrado por: Tom Brooks

This study guide helps you master key concepts and pass the exam with confidence on your first try. Covering state and federal securities laws, investment vehicles, portfolio management strategies, and ethical business practices, this guide breaks down essential topics in a clear, easy-to-understand format. Whether you're new to the industry or enhancing your qualifications, you'll gain the in-depth knowledge needed to excel as an investment adviser representative (IAR) or registered representative (RR).

With expert insights and proven test-taking strategies, this resource goes beyond memorization—it teaches you how to apply concepts in real-world financial scenarios. Learn how to navigate the Uniform Securities Act (USA), fiduciary responsibilities, securities registration, client suitability, risk management, and key federal regulations like the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940.

Inside, you’ll discover: A structured, easy-to-follow study plan tailored for different timeframes—whether you have weeks or just days to prepare. 200+ practice questions with detailed explanations to reinforce learning and improve retention. Breakdowns of complex investment strategies, including asset allocation, diversification, and risk-adjusted returns. Tips to avoid common exam pitfalls and optimize your test performance. Strategies to manage exam-day anxiety and stay confident under pressure.

Designed for aspiring financial professionals, investment advisers, and securities professionals, this guide is an invaluable tool for anyone looking to ace the exam and advance their career in the financial services industry.

If you're serious about passing the Series 66 exam and securing your future in wealth management, financial advising, or investment consulting, this study guide is your ultimate roadmap to success. Don't just prepare—master the material, build your confidence, and take the next step toward a rewarding financial career.

©2025 Johnny P. Bradley (P)2025 Johnny P. Bradley

Great for Self-Paced Learning

I appreciated that I could go through this at my own speed without feeling overwhelmed. The content is structured so well that I retained information quickly, and the practice tests were spot on.

Crystal-Clear Explanations Make Studying Easy

Breaking down complex topics into digestible sections made all the difference for me. Every chapter was structured in a way that helped me retain key information, and the strategies really worked.

Turns Complicated Topics into Simple Concepts

I expected to struggle with some of the technical details, but this book made everything feel approachable. The explanations were thorough, yet easy to digest, and I never felt lost. Each chapter built upon the last, reinforcing key concepts in a way that felt natural. The practical examples helped me connect the material to real-world applications, making it easier to retain. By the time I reached the practice questions, I was confident in my ability to tackle any question thrown my way.

Eliminates the Guesswork

There was no need to second-guess whether I was studying the right material. Everything was laid out clearly, and the test-taking tips helped me feel in control. I passed with confidence!

Exactly What I Needed to Pass

This covered all the essential topics in a way that made learning easy. I especially liked how the practice exams mimicked the real thing, so nothing felt unfamiliar when I took the test.

Feels Like a Personal Tutor in a Book

The way concepts are explained makes it feel like you have an instructor guiding you through each topic. I appreciated the straightforward approach, and the practice questions helped reinforce what I learned.

A Study Guide That Delivers Results

I needed something that simplified the material without cutting corners, and this was exactly that. The explanations were clear, the practice questions were realistic, and I walked into the exam feeling fully prepared.

A Must-Have for First-Time Test Takers

If you want to pass on your first try, this is the perfect study resource. The breakdown of information, the well-structured format, and the practice questions all worked together seamlessly.

The Ultimate Study Companion

Everything I needed was packed into one efficient and easy-to-follow resource. The explanations made sense, the review questions solidified my understanding, and I passed without any doubts.

The Best Study Decision I Made

I was overwhelmed with all the information I had to learn, but this resource helped me focus on what mattered. The real-world examples made everything click, and I felt completely ready on test day.