
SIE Exam Study Guide
Test Prep to Pass the Security Industry Essentials Exam (FINRA CERTIFICATIONS): Practice Questions & Complete Review Edition - Contains Hundreds of Practice Test Questions
No se pudo agregar al carrito
Add to Cart failed.
Error al Agregar a Lista de Deseos.
Error al eliminar de la lista de deseos.
Error al añadir a tu biblioteca
Error al seguir el podcast
Error al dejar de seguir el podcast

Compra ahora por $24.95
No default payment method selected.
We are sorry. We are not allowed to sell this product with the selected payment method
-
Narrado por:
-
C.S. Cyan
-
dNathanielWilliamsVO
-
De:
-
Evan Benitez
Acerca de esta escucha
If you want to pass the SIE exam, but don’t have a lot of time for studying, pay attention....
SIE Exam Test Prep Study Guide
You are no doubt a busy professional with a lot of things going on! It can be challenging to find the time to study in preparation for the SIE exam. However, the truth is that the SIE test is a challenging test. It is normal to have some anxiety about taking this test.
Thorough preparation cannot be overlooked. That is why the author Evan Benitez, a securities professional, developed the SIE EXAM PREP Study Guide! This edition is a practice questions & complete review edition. It covers all essential concepts found on the exam from all categories of the exam. It contains hundreds of practice questions. You can listen to it wherever life takes you! Its sections include:
- Introduction to the SIE Exam
- Understanding Basic Securities
- Core Concepts: Understanding Securities
- The Primary and Secondary Markets
- Regulatory Framework and Agencies
- Investment Companies and Mutual Funds
- Business Economic Factors
- Regulatory Framework in the Securities Industry
- Types of Market Participants
- Understanding Financial Statements
- Primary and Secondary Markets
- Customer Accounts and Trade Processing
- Investment Companies and Products
- Fixed Income Securities
- Understanding Financial Statements
- Options and Derivatives
- Taxation and Retirement Accounts
- Economic Factors and Business Information
- Ethics and Professional Conduct
- Ethics and Professional Responsibilities
- Risk Management
- Retirement Plans
- Capital Markets and Instruments
- Insurance Products
- Analyzing Securities
- Margin and Leverage
- Practical Study Techniques
- Conclusion
Each section is divided into further subsections making sure all aspects of the exam are covered! If you listen to our study guide and take the time to really understand the concepts, we are confident you will pass the test and be on your way to a rewarding career!
So, go ahead and buy this book today!
©2024 Robert Ayala (P)2024 Robert AyalaRelacionado con este tema
-
How to Say It: Words That Make a Difference
- De: Allison Friederichs Atkison, The Great Courses
- Narrado por: Allison Friederichs Atkison
- Duración: 4 h y 44 m
- Grabación Original
-
General
-
Narración:
-
Historia
Words. We use them all the time, every day, mostly without giving them much thought at all. We take for granted that they’re here at our disposal whenever we need them. But if you’ve ever wished you could communicate more effectively, words are the place to start. It’s incumbent upon you to choose the best words to accomplish your goals, because how you choose to communicate influences—well, everything! The power of communication shapes our professional goals, our relationships, and our lives—so the words we choose to use carry a great deal of power.
-
-
Meh. Glad I didn't pay for it.
- De Paula en 07-23-22
De: Allison Friederichs Atkison, y otros
-
Manifest Now
- De: Idil Ahmed
- Narrado por: Idil Ahmed
- Duración: 4 h y 23 m
- Versión completa
-
General
-
Narración:
-
Historia
Manifest Now provides a step-by-step guide with tools, techniques, and proven strategies to raise your frequency and create the reality you want. This audiobook is designed to guide you through the mental, physical, and spiritual aspects of manifesting and creating all that your heart desires. You'll learn how to start removing mental and emotional blocks so you can rediscover that manifesting is your natural birthright. You'll feel more confident, reconnected, and powerful as you listen.
-
-
This is my first review of 2 years subscribed!
- De Rodrigo en 02-22-19
De: Idil Ahmed
-
How to Release Anxiety
- De: Gabrielle Bernstein
- Narrado por: Gabrielle Bernstein
- Duración: 1 h y 29 m
- Grabación Original
-
General
-
Narración:
-
Historia
It’s not just you. Stress levels are at an all-time high—so much so that a recently convened panel of medical experts in the US has recommended that all adults under the age of 65 be screened for anxiety. In How to Release Anxiety, Gabby Bernstein offers simple, actionable steps for feeling better, living with more ease, and showing up for those around us. Gabby’s unusual advice: Rather than manage your anxiety, what if you befriended it? Gabby posits that what we befriend, we can ultimately be at ease with. So she invites us to get curious.
-
-
Not my thing, but one good point
- De Scott en 10-22-22
-
30 Covert Emotional Manipulation Tactics: How Manipulators Take Control in Personal Relationships
- De: Adelyn Birch
- Narrado por: Kitty Hendrix
- Duración: 1 h y 48 m
- Versión completa
-
General
-
Narración:
-
Historia
Identifying covert emotional manipulation is tricky. You sense something is wrong, but you can't quite put your finger on the problem. This powerful book will reveal to you if manipulation is at play in your relationships. It will open your eyes. You will learn 30 tactics manipulators use to get what they want. You will also learn to spot the warning signs within yourself that expose covert manipulation is taking place, even if you can't identify the specific tactics being used.
-
-
This book can change your life!
- De Cat O. en 04-04-18
De: Adelyn Birch
-
How to Write Best-Selling Fiction
- De: James Scott Bell, The Great Courses
- Narrado por: James Scott Bell
- Duración: 12 h y 38 m
- Grabación Original
-
General
-
Narración:
-
Historia
Most people think the way to write a best seller is to have a lot of talent and even more luck. As you will learn, there is a recipe for success, and luck may be the least important ingredient in creating a best seller. No one has cracked the code better than James Scott Bell. A best-selling author himself, and the author of the number-one best seller for writers, Plot & Structure, Mr. Bell has been teaching the principles of best-selling fiction for over 20 years, principles that apply to any genre or style.
-
-
I'm a writer and this course is to blame.
- De accentrique en 07-22-19
De: James Scott Bell, y otros
-
Mind Mapping
- Improve Memory, Concentration, Communication, Organization, Creativity, and Time Management
- De: Kam Knight
- Narrado por: Jim D Johnston
- Duración: 5 h
- Versión completa
-
General
-
Narración:
-
Historia
This is a comprehensive guide to learning about a wonderful technique called mind maps. Mind maps are an amazing organizational and creativity tool that can improve memory, concentration, communication, organization, creativity, and time management.
-
-
make sure to practice
- De Meryem en 04-24-17
De: Kam Knight
-
How to Say It: Words That Make a Difference
- De: Allison Friederichs Atkison, The Great Courses
- Narrado por: Allison Friederichs Atkison
- Duración: 4 h y 44 m
- Grabación Original
-
General
-
Narración:
-
Historia
Words. We use them all the time, every day, mostly without giving them much thought at all. We take for granted that they’re here at our disposal whenever we need them. But if you’ve ever wished you could communicate more effectively, words are the place to start. It’s incumbent upon you to choose the best words to accomplish your goals, because how you choose to communicate influences—well, everything! The power of communication shapes our professional goals, our relationships, and our lives—so the words we choose to use carry a great deal of power.
-
-
Meh. Glad I didn't pay for it.
- De Paula en 07-23-22
De: Allison Friederichs Atkison, y otros
-
Manifest Now
- De: Idil Ahmed
- Narrado por: Idil Ahmed
- Duración: 4 h y 23 m
- Versión completa
-
General
-
Narración:
-
Historia
Manifest Now provides a step-by-step guide with tools, techniques, and proven strategies to raise your frequency and create the reality you want. This audiobook is designed to guide you through the mental, physical, and spiritual aspects of manifesting and creating all that your heart desires. You'll learn how to start removing mental and emotional blocks so you can rediscover that manifesting is your natural birthright. You'll feel more confident, reconnected, and powerful as you listen.
-
-
This is my first review of 2 years subscribed!
- De Rodrigo en 02-22-19
De: Idil Ahmed
-
How to Release Anxiety
- De: Gabrielle Bernstein
- Narrado por: Gabrielle Bernstein
- Duración: 1 h y 29 m
- Grabación Original
-
General
-
Narración:
-
Historia
It’s not just you. Stress levels are at an all-time high—so much so that a recently convened panel of medical experts in the US has recommended that all adults under the age of 65 be screened for anxiety. In How to Release Anxiety, Gabby Bernstein offers simple, actionable steps for feeling better, living with more ease, and showing up for those around us. Gabby’s unusual advice: Rather than manage your anxiety, what if you befriended it? Gabby posits that what we befriend, we can ultimately be at ease with. So she invites us to get curious.
-
-
Not my thing, but one good point
- De Scott en 10-22-22
-
30 Covert Emotional Manipulation Tactics: How Manipulators Take Control in Personal Relationships
- De: Adelyn Birch
- Narrado por: Kitty Hendrix
- Duración: 1 h y 48 m
- Versión completa
-
General
-
Narración:
-
Historia
Identifying covert emotional manipulation is tricky. You sense something is wrong, but you can't quite put your finger on the problem. This powerful book will reveal to you if manipulation is at play in your relationships. It will open your eyes. You will learn 30 tactics manipulators use to get what they want. You will also learn to spot the warning signs within yourself that expose covert manipulation is taking place, even if you can't identify the specific tactics being used.
-
-
This book can change your life!
- De Cat O. en 04-04-18
De: Adelyn Birch
-
How to Write Best-Selling Fiction
- De: James Scott Bell, The Great Courses
- Narrado por: James Scott Bell
- Duración: 12 h y 38 m
- Grabación Original
-
General
-
Narración:
-
Historia
Most people think the way to write a best seller is to have a lot of talent and even more luck. As you will learn, there is a recipe for success, and luck may be the least important ingredient in creating a best seller. No one has cracked the code better than James Scott Bell. A best-selling author himself, and the author of the number-one best seller for writers, Plot & Structure, Mr. Bell has been teaching the principles of best-selling fiction for over 20 years, principles that apply to any genre or style.
-
-
I'm a writer and this course is to blame.
- De accentrique en 07-22-19
De: James Scott Bell, y otros
-
Mind Mapping
- Improve Memory, Concentration, Communication, Organization, Creativity, and Time Management
- De: Kam Knight
- Narrado por: Jim D Johnston
- Duración: 5 h
- Versión completa
-
General
-
Narración:
-
Historia
This is a comprehensive guide to learning about a wonderful technique called mind maps. Mind maps are an amazing organizational and creativity tool that can improve memory, concentration, communication, organization, creativity, and time management.
-
-
make sure to practice
- De Meryem en 04-24-17
De: Kam Knight
-
No Calculator? No Problem!
- Mastering Mental Math
- De: Art Benjamin, The Great Courses
- Narrado por: Art Benjamin
- Duración: 5 h y 46 m
- Grabación Original
-
General
-
Narración:
-
Historia
No Calculator? No Problem! Mastering Mental Math , award-winning professor of mathematics and celebrated “mathemagician” Arthur T. Benjamin delivers 10 fun-filled lessons on how to do math in your head with confidence, accuracy, and speed - sometimes faster than a calculator. By the end of Professor Benjamin’s lessons, you’ll be able to add, subtract, multiply, and divide numbers faster than ever before. And with your newfound skills, you’ll soon find yourself amazing other people and, perhaps more important, yourself.
-
-
Excellent but need PDF
- De Majeed en 10-15-19
De: Art Benjamin, y otros
-
Fluent Forever (Revised Edition)
- How to Learn Any Language Fast and Never Forget It
- De: Gabriel Wyner
- Narrado por: Gabriel Wyner
- Duración: 11 h y 12 m
- Versión completa
-
General
-
Narración:
-
Historia
At thirty years old, Gabriel Wyner speaks six languages fluently. He didn’t learn them in school—who does? Rather, he learned them in the past few years, working on his own and practicing on the subway, using simple techniques and free online resources—and here he wants to show others what he’s discovered. This is brain hacking at its most exciting, taking what we know about neuroscience and linguistics and using it to create the most efficient and enjoyable way to learn a foreign language in the spare minutes of your day.
-
-
A great guide to thinking about learning.
- De Anonymous User en 01-02-25
De: Gabriel Wyner
-
Dark Alliance
- The CIA, the Contras, and the Crack Cocaine Explosion
- De: Gary Webb
- Narrado por: Christian Rummel
- Duración: 20 h y 28 m
- Versión completa
-
General
-
Narración:
-
Historia
In July 1995, San Jose Mercury-News reporter Gary Webb found the Big One - the blockbuster story every journalist secretly dreams about - without even looking for it. A simple phone call concerning an unexceptional pending drug trial turned into a massive conspiracy involving the Nicaraguan Contra rebels, L.A. and Bay Area crack cocaine dealers, and the Central Intelligence Agency.
-
-
Bigger than You Thought
- De Susie en 04-28-14
De: Gary Webb
-
There's No Such Thing as Bad Weather
- A Scandinavian Mom's Secrets for Raising Healthy, Resilient, and Confident Kids (from Friluftsliv to Hygge)
- De: Linda Åkeson McGurk
- Narrado por: Ann Richardson
- Duración: 8 h y 39 m
- Versión completa
-
General
-
Narración:
-
Historia
Bringing Up Bébé meets Last Child in the Woods in this lively, insightful memoir about a mother who sets out to discover if the nature-centric parenting philosophy of her native Scandinavia holds the key to healthier, happier lives for her American children.
-
-
Great concept, interesting writing.
- De Kate en 11-03-17
-
Screenwriting 101: Mastering the Art of Story
- De: Angus Fletcher, The Great Courses
- Narrado por: Angus Fletcher
- Duración: 12 h y 44 m
- Grabación Original
-
General
-
Narración:
-
Historia
Whether you want to write your own scripts or simply gain a deeper appreciation for the great stories you see unfold on the screen, Professor Angus Fletcher is here to show you the way in Screenwriting 101: Mastering the Art of Story. Professor Fletcher, Professor of English and Film at The Ohio State University, brings both a personal and scholarly perspective to this craft. As a screenwriter himself, he has experienced the ins and outs of the process first-hand.
-
-
Screenwriting 101 - Angus Fletcher
- De Siobhan Sands en 04-14-18
De: Angus Fletcher, y otros
-
Easy Spanish Step-by-Step
- De: Barbara Bregstein
- Narrado por: Rachel Story
- Duración: 37 h y 15 m
- Versión completa
-
General
-
Narración:
-
Historia
Easy Spanish Step-by-Step is designed in such a way that each section builds upon the last to help your brain progressively create lasting and meaningful connections to each new word and grammar concept. Simply by listening and speaking out loud with us, you will naturally progress, step-by-step, toward Spanish communication and fluency.
-
-
Best so far . . .
- De Medusa in Akron en 07-20-21
Lo que los oyentes dicen sobre SIE Exam Study Guide
Con calificación alta para:
Reseñas - Selecciona las pestañas a continuación para cambiar el origen de las reseñas.
-
Total
-
Ejecución
-
Historia
- Robin Soon
- 02-06-25
Excellent Resource for SIE Exam Prep!
Evan Benitez has done an outstanding job with this audiobook. The content is thorough, and the practice questions are incredibly helpful. I listened to it multiple times and felt fully prepared for the exam. If you’re serious about passing the SIE exam, this audiobook is a must-have!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- Sumit Ali009
- 02-05-25
Convenient and Comprehensive!
I loved how I could study for the SIE exam while commuting or doing chores. This audiobook covers everything you need to know, and the practice questions are spot-on. Evan Benitez did an excellent job breaking down complex topics into digestible sections. I felt confident and well-prepared on exam day!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- Stephen N. Macdonald
- 02-05-25
A Must-Have for SIE Exam Prep!
This audiobook is worth every penny. The content is comprehensive, and the practice questions are challenging but fair. I appreciated the real-world examples and tips throughout the book. Thanks to Evan Benitez, I passed the SIE exam with flying colors. I highly recommend this to anyone preparing for the exam!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- Ms. Audreanne Luettgen
- 02-03-25
Comprehensive and Easy to Follow!
This study guide covers everything you need to know for the SIE exam. The explanations are clear, and the practice questions are challenging but fair. I appreciated how the author included real-world examples to make the material more relatable. A fantastic resource!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- Miss Chester Schaden
- 02-01-25
I felt fully prepared on exam day!
As someone with a full-time job, finding time to study was tough. This audiobook was the perfect solution. I could listen while driving, working out, or even doing chores. The content is concise yet covers everything you need to know. The practice questions at the end of each section were incredibly helpful. I felt fully prepared on exam day!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- David Roni
- 02-03-25
Narration Makes Learning Enjoyable!
I usually find studying tedious, but the engaging narration in this audiobook kept me focused and motivated. The content is well-structured, and the practice questions are incredibly helpful. I passed my SIE exam on the first try, thanks to this guide!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- Cook Landon
- 02-06-25
Helped Me Pass with Confidence!
This audiobook was my go-to resource for SIE exam prep. The content is well-structured, and the practice questions are very similar to what you’ll see on the actual exam. I appreciated the real-world examples and tips throughout the book. Thanks to this guide, I passed the exam with flying colors. I can’t recommend it enough!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- Malvina Ullrich
- 02-01-25
Best for the SIE exam!
This audiobook is an absolute lifesaver! The content is well-organized, and the narrator's voice is clear and engaging. The practice questions are spot-on and really helped me understand the concepts. I listened to it during my commute, and it made studying so much more convenient. Highly recommend this to anyone preparing for the SIE exam!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- Carissa Reynolds
- 02-02-25
I can’t recommend it enough!
This audiobook was my go-to resource for SIE exam prep. The content is well-structured, and the practice questions are very similar to what you’ll see on the actual exam. I appreciated the real-world examples and tips throughout the book. Thanks to this guide, I passed the exam with flying colors. I can’t recommend it enough!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña
-
Total
-
Ejecución
-
Historia
- Orlando Gulgowski
- 02-03-25
Perfect for Busy Learners!
As someone with a hectic schedule, I needed a study tool that I could use on the go. This audiobook was exactly what I needed. The narration is clear, and the material is concise yet thorough. The practice questions at the end of each section really helped reinforce my understanding. Great job!
Se ha producido un error. Vuelve a intentarlo dentro de unos minutos.
Has calificado esta reseña.
Reportaste esta reseña