Episodes

  • October 7, 2024-the Oops Edition

    October 7, 2024-the Oops Edition
    Oct 7 2024
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · X makes Brazilian fine payment to wrong bank. (Reuters) · New Texas stock exchange promises tough standards. (FT) · Singapore F-1 rights holder charged with bribery and corruption. (CNN) · ING Ex-CEO to learn if he will be prosecuted for AML violations. (Bloomberg) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    7 mins
  • October 4, 2024- CEOs Turning to Podcasts Edition

    October 4, 2024- CEOs Turning to Podcasts Edition
    Oct 4 2024
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · Honesty in employee referrals. (WaPo) · CEOs turning to pods. (FT) · Britain to give banks a new tool to fight fraud. (Reuters) · Cheat at home, cheat at work? (Bloomberg) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    7 mins
  • October 3, 2024-the Gurbir Grewal Steps Down Edition

    October 3, 2024-the Gurbir Grewal Steps Down Edition
    Oct 3 2024
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · SEC head of Enforcement to step down. (WSJ) · New paths to CPA license emerge. (WSJ) · The ghost of Odebrecht lives on. (WSJ) · FIs and FLs on common ground in compliance. (PYMNTS) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    7 mins
  • October 2, 2024-the Where is Modern Slavery Edition

    October 2, 2024-the Where is Modern Slavery Edition
    Oct 2 2024
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · Where do you find modern slavery? At a McDonalds in the UK. (BBC) · Chevron purchase of Hess cleared but not Board seat. (NYT) · Creation of EU, AI Code of Practice. (Reuters) · More on corruption in Kenya. (Reuters) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    7 mins
  • October 1, 2024 - The Not a Bribe in NYC Edition

    October 1, 2024 - The Not a Bribe in NYC Edition
    Oct 1 2024
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. In today’s edition of Daily Compliance News: Eric Adams files for dismissal of bribery allegations. (Bloomberg) Atlas Metric secures funding to simplify ESG reporting. (TechEU) Creating business ethics in Guatamala. (Atlantic Council) Hearing on Boeing/DOJ guilty plea set. (Reuters) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    7 mins
  • September 30, 2024 – The My Law Firm Edition

    September 30, 2024 – The My Law Firm Edition
    Sep 30 2024
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. In today’s edition of Daily Compliance News: Trump plans to make DOJ his personal law firm. (WSJ) CA wants carbon accounting. (WSJ) Tim Brown wants tougher cyber laws. (FT) Elliot affiliate wins Citgo auction. (Reuters) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    7 mins
  • September 27, 2024 – The Hiz Honor Indicted Edition

    September 27, 2024 – The Hiz Honor Indicted Edition
    Sep 27 2024
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. In today’s edition of Daily Compliance News: NYT Mayor Adams indicted on bribery and corruption charges. (NYT) What happens when a news organization is a hedge fund or class action firm? (Bloomberg) DOJ probing Super Micro Computer. (WSJ) SEC fines 11 more firms for failures in messaging apps. (SEC Press Release) For more information on the Ethico Toolkit for Middle Managers, available at no charge, by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    7 mins
  • September 26, 2024 - The Legal Limbo Edition

    September 26, 2024 - The Legal Limbo Edition
    Sep 26 2024
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. In today’s edition of Daily Compliance News: Menendez sentencing was delayed. (NewsWeek) Ex-CEO of Skael faces criminal fraud charges. (WSJ) S Iswaran convicted for corruption in Singapore. (BBC) Roadmap of major DOJ anti-trust cases. (NYT) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    7 mins